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Inventory of the Martin Shubik Papers, 1947-2007 and undated (bulk 1960-1993)

Collection Overview

The Martin Shubik Papers span the years 1947 through 1993, with the bulk of the material ranging from 1960 to 1993. The chief format is typed drafts of many of Shubik's scholarly publications, but there are also class notes, lecture notes, some correspondence, and two word processing diskettes. There are only a few folders of correspondence; the most notable correspondents are Alvin Weinberg and Oskar Morgenstern. The materials document Shubik's career as an academic economist, a career noted for his contributions to game theory, corporate competition, and the study of financial institutions.

Because the collection focuses on the early drafts of Shubik's writings, it is divided into separate series according to his major publications. In addition, the collection includes drafts of other publications, files from a gaming conference organized by Shubik, notes dating to his studies at Princeton University, and other files as well. Publications represented in this collection include: Game Theory in the Social Sciences; A Game-Theoretic Approach to Political Economy(Volume 2 of Game Theory in the Social Sciences);Game Theory in Economics: A Theory of Money, Prices and the Rate of Interest(a RAND paper published in book form in 1997 as The Theory of Money and Financial Institutions); Risk, Organizatons, and Society; The War Game: A Critique of Military Problem Solving; Strategy and Market Structure; and Essays in Mathematical Economics in Honor of Oskar Morgenstern.

Two addendums to the main finding aid represent later deposits of Shubik's professional papers, and consist chiefly of drafts of essays and articles, and correspondence. Many of the drafts are also represented in some form in the main collection. Finally, it should be noted that some titles of works in progress in this finding aid may differ from the titles chosen for final publication.

The addition (1996-0116) (350 items; 3.0 lin. ft.; dated 1950s-1995), consisting of three records storage containers of chiefly reprints of Shubik's articles, was deposited in 1997 and has not been fully processed. As a deposit it is open to the public in accordance with routine Special Collections Library procedures.

The addition (1998-0199) (2000 items; 4.0 lin. ft.) of materials deposited by Martin Shubik has not been processed. It spans from the 1960s-1998 and consists of typescripts, reprints, notes, books, and professional correspondence relating primarily to game theory. As a deposit it is open to the public in accordance with routine Special Collections Library procedures.

The addition (1998-0504) (1000 items; 1.75 lin. ft.) of materials deposited by Martin Shubik has not been processed. It spans from 1975-1998and consists of general subject files, reprints, miscellaneous typescripts, and correspondence (grouped alphabetically). As a deposit it is open to the public in accordance with routine Special Collections Library procedures.

The addition (1999-0024) (800 items; 1.5 lin. ft.) spans from the 1960s-1990s (bulk 1980-1998) and consists of correspondence, writings (primarily typescripts), handwritten notes, and related materials reflecting Professor Shubik's professional interests and activities. As a deposit it is open to the public in accordance with routine Special Collections Library procedures. No container list was created.

The addition (1999-0150) (165 items; 1.5 lin. ft.) spans from 1960-1998 and consists of Cowles Foundation Discussion Papers (CFDPs) authored by Professor Shubik. As a deposit it is open to the public in accordance with routine Special Collections Library procedures.

The addition (1999-0359) (900 items; 1.5 lin. ft.) spans from 1961-1999 and primarily consists of papers by Shubik and professional correspondence, often with manuscripts attached. Topics include monetary theory and game theory. There is also a manuscript for Shubik's The Theory of Money and Financial Institutions. As a deposit it is open to the public in accordance with routine Special Collections Library procedures.

The addition (1999-0409) (2,100 items; 3.4 lin. ft.) spans from 1956 to 1995 and contains professional correspondence, referee reports, conference-related materials, writings, notes, lectures on film, and related materials. As a deposit it is open to the public in accordance with routine Special Collections Library procedures.

The addition (2000-0211) (1350 items; 2.1 lin. ft.) spans the dates 1983 through 2000 and consists primarily of professional correspondence. The addition also includes notes, referee reports, scholarly papers and other writings, and files related to lectures given and conferences attended. As a deposit it is open to the public in accordance with routine Special Collections Library procedures.

The addition (2000-0267) (1500 items; 3.0 lin. ft.) spans from 1962 through 1997 and primarily contains professional correspondence, especially from the 1960s and 1990s. Also included are files relating to courses taught by Shubik and drafts of his papers. As a deposit it is open to the public in accordance with routine Special Collections Library procedures.

The addition (2000-0349) (800 items; 1.5 lin. ft.) spans the dates 1959 through 1997 and further documents Shubik's academic career as an economist. There are chronological correspondence files, 1985-1987; Rand Corporation files, primarily 1960s and 1970s, including correspondence with Lloyd Shapley; letters of recommendation and referee reports; correspondence with publishers; manuscript of Mathematics of Conflict and other writings; and materials from courses taught in 1987 and 1988 on game theory and the theory and history of money. As a deposit it is open to the public in accordance with routine Special Collections Library procedures.

The addition (2001-0005) (750 items; 1.0 lin. ft.) includes miscellaneous professional correspondence, writings, especially on game theory, and conference and grant material from 1956-2000. As a deposit it is open to the public in accordance with routine Special Collections Library procedures.

The addition (2001-0015) (1875 items; 2.8 lin. ft.; 1956-1987) contains printer's proofs and published writings mostly by Shubik, but also by some other economists. As a deposit it is open to the public in accordance with routine Special Collections Library procedures.

The addition (2001-0089) (1000 items; 1.9 lin. ft.; 1959-1999 and undated) contains incoming and outgoing correspondence and memoranda (especially from the 1960s) and writings (especially from 1999). Also includes materials from courses taught by Shubik, from conferences he attended, and book reviews of his work. Some of the correspondence and conference material focuses on Shubik's interest in Latin America. As a deposit it is open to the public in accordance with routine Special Collections Library procedures. No container list was created.

The addition (2002-0060) (3,500 items; 5.8 lin. ft.; 1956-2001 and undated) contains incoming and outgoing professional correspondence, mainly of a general nature, but also relating to Shubik's book contracts, grants, and consultancy work; and his peer review reports on journal articles and books. Also includes a manuscript of Market Structure and Behavior (1978).

The addition (2003-0073) (600 items, 1.4 lin. ft.; dated 1961-2002) is comprised of miscellaneous papers, including correspondence, referee reports, book reviews, syllabi and lectures, unpublished drafts and published copies of writings, and conference materials. There is also a draft of unpublished book on microeconomic analysis.

The addition (2003-0277) (1500 items, 2.4 lin. ft.; dated 1962-2003) contains professional correspondence, writings, and teaching files, including materials related to monetary theory, game theory, and the Nuclear Regulatory Commission's Panel on Success Factor Evaluation.

The addition (2005-0072) (2250 items, 3.8 lin. ft.) contains correspondence, notes, and writings. Includes drafts of writings about game theory from 1962-1964; typescripts, one with corrections, of The Theory of Money and Financial Institutions (1993). Boxes were added to this accession that contain typescripts including Market Structure and Behavior (1978) and A Game for Teaching and Experimentation, correspondence, photocopies of articles, and various reports.

The addition (2008-0115) (1500 items; 3 lin. ft.; 1960-2007) includes printed materials, correspondence, articles, drafts, and audio tapes from Shubik's career researching game theory and its applications.

Descriptive Summary

Title
Martin Shubik Papers, 1947-2007 and undated (bulk 1960-1993)
Creator
Shubik, Martin.
Extent
55.85 Linear Feet, 31,400 Items
Repository
David M. Rubenstein Rare Book & Manuscript Library, Duke University
Location
For current information on the location of these materials, please consult the Library's online catalog.
Language
English.

Series Quick Links

Administrative Information

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warning Access Restrictions

Collection is open for research.

However, some of the additions to this collection are not immediately accessible, because they require further processing before use.

Many of the additions to this collection reside in Special Collections on deposit, and may require permission from the donor to access.

In addition, patrons must sign the Acknowledgment of Legal Responsibility and Privacy Rights form before using this collection.

Also, all or portions of this collection may be housed off-site in Duke University's Library Service Center. Consequently, there may be a 24-hour delay in obtaining these materials.

Please contact Research Services staff before visiting the David M. Rubenstein Rare Book & Manuscript Library to use this collection.

warning Use Restrictions

The copyright interests in this collection have not been transferred to Duke University. For more information, consult the copyright section of the Regulations and Procedures of the David M. Rubenstein Rare Book & Manuscript Library.

Contents of the Collection

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Game Theory in the Social Sciences Series, 1960-1982,includes materials that eventually came to be published in a two-volume work, Game Theory and the Social Sciences (1982, 1984). Volume 2 is titled A Game-Theoretic Approach to Political Economy. The series can be divided into roughly three phases: (1) early notes and draft on a joint project with Lloyd Shapley from the 1960s,with the intended title "Competition, Welfare, and the Theory of Games;" (2) a series of RAND working papers with Shapley from the early 1970sentitled Game Theory in Economics; and (3) drafts of the final book, authored by Shubik alone, from the 1970sand early 1980s. Whenever possible, chapter numbers in this container list refer to the contents of the final draft.

Outlines, 1960-74
Box 1
Drafts, 1960s
Box 1
Draft, Chapter 4 "Preferences and Utility"
Box 1
Chapter 1. "Introduction. The Use of Models." RAND Working Paper R-904/1-NSF, 1971.
Box 1
Chapter 2. "Decision makers." RAND Working Paper R-904/2-NSF, 1972.
Box 1
Chapter 3. "The 'Rules of the Game.'" RAND Working Paper R-904/3-NSF, 1972.
Box 1
Chapter 4. "Preferences and Utility." RAND Working Paper R-904/4-NSF, 1974.
Box 1
Chapter 6. "Characteristic Function, Core, and Stable Set." RAND Working Paper R-904-NSF/6, 1973.
Box 1
Draft, Chapter 5
Box 1
Draft, Chapter 7
Box 1
Drafts, Chapter 9
Box 1
Draft, Chapter 11
Box 1
Note from Ed Paxson for Chapter 12, 1973
Box 1
Miscellaneous notes
Box 1
Editor's mark-ups, Chapters 1-5
Box 1
Chapters 6-8
Box 1
Chapters 9-10
Box 1
Chapter 11-Appendix
Box 1
Figures
Box 1
References, 1981
Box 1
"Game Theory Models in Political Economy," 1977
Box 1
Game Theory in the Social Sciences:
Box 1
Vol. 2, notes and drafts, Table of Contents
Box 1
Vol. 2, notes and drafts, Chapter 7
Box 1
Vol. 2, notes and drafts, Chapter 15
Box 1
Vol. 2, notes and drafts, Chapter 16
Box 1
Vol. 2, notes and drafts, Chapter 18
Box 1
Vol. 2, notes and drafts, Chapter 19
Box 1
Vol. 2, notes and drafts, Appendix B
Box 1
Vol. 2, manuscript, introduction
Box 1
Vol. 2, manuscript, Chapter 1
Box 1
Vol. 2, manuscript, Chapter 2
Box 1
Vol. 2, manuscript, Chapter 3
Box 1
Vol. 2, 2 manuscripts, Chapter 4
Box 1
Vol. 2, 2 manuscripts, Chapter 5
Box 1
Vol. 2, manuscript, Chapter 6
Box 1
Vol. 2, manuscript, Chapter 9
Box 1
Vol. 2, manuscript, Chapter 10
Box 1
Vol. 2, 2 manuscripts, Chapter 11
Box 1
Vol. 2, 2 manuscripts, Chapter 12
Box 1
Vol. 2, 2 manuscripts, Chapter 14
Box 1
Vol. 2, 2 manuscripts, Chapter 15
Box 1
Vol. 2, 2 manuscripts, Chapter 16
Box 1
Vol. 2, 2 manuscripts, Chapter 17
Box 1
Vol. 2, 2 manuscripts, Chapter 18
Box 2
Vol. 2, manuscript, Chapter 21
Box 2
Vol. 2, editor's mark-ups, Introduction-Chapter 5
Box 2
Vol. 2, editor's mark-ups, Chapters 6-9
Box 2
Vol. 2, editor's mark-ups, Chapters 10-15
Box 2
Vol. 2, editor's mark-ups, Chapters 16-19
Box 2
Vol. 2, editor's mark-ups, Chapters 20-22
Box 2
Vol. 2, status, 1982.
Box 2

The Theory of Money and Financial Institutions,1970-1993,includes materials for Shubik's book The Theory of Money and Financial Institutions (hereafter, TMFI), published in 1997. The series can be divided into three parts: (1) papers on the general topic of money and financial institutions, but not necessarily drafts of sections of the book; (2) an early draft of the project released piece-meal as Cowles Commission working papers; and (3) drafts of the book, organized by chapter. Whenever possible, chapter numbers in this container list refer to the contents of the final draft.

"A Theory of Money and Banking in a General Equilibrium System," Research Memorandum, Institut Für Höhere Studien und Wissenschaftliche Forschung Wien,1970
Box 3
"Theory of Money, Prices and the Rate of Interest I," RAND Working Paper, 1971
Box 3
"Theory of Money, Prices and the Rate of Interest III," RAND Working Paper, 1971
Box 3
"Bankruptcy and Efficiency in a General Equilibrium Model with Incomplete Markets"
Box 3
"An Informal Guide to Some Papers on a Theory of Money and Financial Institutions," 1974-82
Box 3
"A Strategic Market Game with Seigniorage Costs of Fiat Money," 1992
Box 3
National Science Foundation proposal
Box 3
"Measurable, Transferable, Comparable Utility and Money," C-1
Box 3
"The Missing Degree of Freedom," TMFI part III
Box 3
"Some Informal Notes, Preliminary Results, and Models Relevant to Dynamic Monetary Economies," C-12, TMFI part X
Box 3
"Some Problems and Conjectures...," C-25, TMFI part XIX
Box 3
"A Linear Exchange Model with Financial Institutions, TMFI part XX
Box 3
"A Price-Quantity Buy-Sell Market," TMFI part XXII
Box 3
"Beyond General Equilibrium," C-31, TMFI part XXVII
Box 3
"The Optimal Bankruptcy Rule," C-33, TMFI part XXX, 1976
Box 3
"A Closed Economic System with Production and Exchange...," C-34
Box 3
Notes and Drafts, C-35
Box 3
"Banks, Insurance, and Financial Markets," C-36, TMFI part 31
Box 3
"On the Market Value of Information," C-39, TMFI part 33
Box 3
"A Multiperiod Trading Economy," C-40, TMFI part 34
Box 3
"Bankruptcy and Optimality in a Closed Trading Economy," TMFI part 35
Box 3
Miscellaneous notes and drafts
Box 3
Table of Contents, 1988-92
Box 3
Chapter 1, Introduction and Background, Drafts, 1979-90
Box 3
Chapter 2, "Sketch of the System, Drafts," 1982-90
Box 4
Chapter 3, "On Micro and Macro Economics," Drafts
Box 4
Chapter 4, "General Equilibrium and Beyond," Drafts, 1987-90
Box 4
Chapter 5, "Distribution of Resources," Drafts
Box 4
Chapter 6, "Trade Using a Commodity Money," Drafts
Box 4
Chapters 7-8, "Market Mechanisms...," Draft, 1988
Box 4
Chapter 9, "Trade with Gold, Credit, and Inside Money," Drafts
Box 4
Chapter 11, "Trade with Fiat Money and Credit," Drafts, 1987-90
Box 4
Chapter 12, "Credit and Bankruptcy," Drafts
Box 4
Chapter 13, "Money as Numeraire...," Drafts
Box 4
Chapter 13 (?), "Transactions Technology...," Drafts
Box 4
Chapter 14, "Trade and Paper," Drafts
Box 4
Chapter 15, "Liquidity and the Velocity of Money," Drafts
Box 4
Chapter 17, "Multiperiod Trade with Commodity Money...," Drafts
Box 4
Chapter 18, "Multiperiod Trade with Fiat Money...," Drafts
Box 4
Chapter 19, "Multiperiod Trade: Transactions and the Float," Drafts, 1991-92
Box 4
Chapter 20, "Multiperiod Trade with Salvage Values...," Drafts
Box 4
Chapter 21, "Investments," Draft, 1993
Box 4
Chapter 22, "Expectations...," Drafts, 1991-92
Box 4
Chapter 23, "Money, Credit, and Incomplete Markets," Draft, 1992
Box 4
Chapter 24, "Multiperiod Trade with Money," Drafts
Box 4
Chapter 25, "Transactions Technology," Drafts
Box 4
Chapter 26, "Brokers, Dealers, and Setup Costs," Drafts
Box 4
Chapter 27, "Money, Institutions, and Political Economy," Drafts
Box 4
Appendix A, "Rules of the Game," Drafts, 1987-90
Box 4
Appendix B, "Strategic Market Games and Solutions"
Box 4
" MIT Copy," Chapters 1-7
Box 4
" MIT Copy," Chapters 8-11
Box 4
" MIT Copy," Chapters 15, 16
Box 4

Gaming Conference, 1971-1974(bulk, 1971), consists of materials for a 1971 conference on gaming, sponsored by RAND and partly organized by Shubik.

Conference notes and memos
Box 5
Participant information
Box 5
Conference: first day
Box 5
Conference transcripts
Box 5
Audio tapes
Box 5
Questionnaire
Box 5
Status of gaming conference proceedings, memoranda, 1972-74
Box 5

Readings in Game Theory, 1970-1978,includes materials for a book, to be edited by Garry Brewer and Martin Shubik, on readings in game theory, tentatively entitled Gaming and the Behavioral Sciences.

Letters, part II, 1970-72
Box 6
Letters, part III, 1970-76
Box 6
Letters, part IV, 1970-72
Box 6
Letters, not used, 1970-71
Box 6
Status
Box 6
No. 1, James Coleman, "In Defense of Games"
Box 6
No. 2, Erving Goffman, "On Face Work"
Box 6
No. 5, Cleo Cherryholmes, "Some Current Research on Effectiveness of Educational Simulations..."
Box 6
No. 6, Sarane Boocock, "An Experimental Study Of the Learning Effects of Two Games with Simulated Environments"
Box 6
No. 7, Michael Inbar, "The Differential Impact of a Game Simulating a Community Disaster"
Box 6
No. 8, Richard Wing, "Two Computer-Based Economics Games for Sixth Graders"
Box 6
No. 9, William Dill, "What Management Games Do Best"
Box 6
No. 13, James McKenney and William Dill, "Influences on Learning in Simulation Games"
Box 6
No. 41, Garry Brewer, "Summary Report of a Survey of Models, Simulations, and Games"
Box 6
No. 52, Shubik and David Stern, "Some Experimental Non-Constant-Sum Games Revisited"
Box 6
No 59, Shubik, "The Dollar Auction Game..."
Box 6
"On the Scope of Gaming," 1971-72
Box 6
Gaming and the Behavioral Sciences, Introduction and organization
Box 6
Status report, 1970
Box 6
Business files, 1972-78
Box 6

Risk, Organizations, and Society,1981-1989,includes materials for a seminar, taught by Shubik at Yale in 1987,that featured a series of guest speakers. The lecture notes of these speakers were collected into a book entitled Risk, Organizations, and Society, published in 1991.

Miscellaneous articles on risk, 1981-89
Box 7
Seminar outline
Box 7
Session No. 1
Box 7
Session No. 2, R. Abelson
Box 7
Session No. 3
Box 7
Session No. 4, Jan Stolwijk
Box 7
Session No. 7, Brian Jenkins
Box 7
Session No. 8, Thomas Schelling
Box 7
Session No. 9, Homer Boynton
Box 7
Session No. 11, Ernst Wynder
Box 7
Session No. 12, Henry Kendall
Box 7
Box 7
Session No. 13, Alvin Weinberg
Box 7
Correspondence with Alvin Weinberg
Box 7
Seminar, miscellaneous readings
Box 7
Seminar, student papers
Box 7
Correspondence with publishers
Box 7
Contents
Box 7
Drafts of Introduction, "Risk in a Complex World"
Box 7
Review draft
Box 7
Chauncy Starr and Chris Whipple revisions
Box 7
Henry Rowen revisions
Box 7
Jenkins revisions
Box 7
Boynton revisions
Box 7
Schelling revisions
Box 7
Weinberg revisions
Box 7
Kendall revisions
Box 7

Additional Books and Papers, 1954-1991,contains notes and drafts for additional books and papers by Shubik.

"The Budget Allocation Games and Logrolling"
Box 8
"Classification of Two-Person Ordinal Bimatrix Games," 1980s-1991
Box 8
"Comparison of Six Simple Models of Production and Exchange"
Box 8
"The Competitive Equilibrium of a Direct Market and the Core"
Box 8
"Corporate Control, Efficient Markets, the Public Good, the Law, and Economic Theory"
Box 8
"A Curmudgeon's Guide to Microeconomics"
Box 8
"Development: Models, Simulations, and Games," 1970
Box 8
"A Further Comparison of some Models of Duopoly," [?]-1967
Box 8
"Game Theory" for Encyclopedia of Applied Physics,1991
Box 8
"Game Theory, Behavior, and the Paradox of the Prisoners' Dilemma"
Box 8
"Game Theory: the Language of Strategy," 1981
Box 8
"Game Theory, Law, and the Concept of Competition," 1991
Box 8
Game Theory and Related Approaches to Social Behavior: notes, correspondence, and reviews, 1962-64
Box 8
"On Gaming and Game Theory," 1971
Box 8
"Gold, Liquidity, and Secured Loans," 1990
Box 8
"Information, Duopoly, and Competitive Markets...," 1972
Box 8
"Intergenerational Political Economy," 1980
Box 8
" Kohlberg's Critique of Perfect Equilibrium"
Box 8
"The Literature of Gaming, Simulation, and Model Building..."
Box 8
"The Many Approaches to the Study of Monopolistic Competition"
Box 8
Draft, Introduction-Chapter 5, 1978
Box 8
Draft, Chapters 6-9, draft, 1978
Box 8
Draft, Chapters 10-13, draft, 1978
Box 8
Galleys, Introduction-Chapter 5, 1980
Box 8
Galleys, Chapters 6-10, 1980
Box 8
Galleys, Chapter 11-Index, 1980
Box 8
"Methodological Advances in Political Gaming...," 1971
Box 8
"A Note on Budget Allocation Games Without Side Payments," 1976
Box 8
"A Note on a Simulated Stock Market," 1968
Box 8
"A Note on Time, Biology, and the Golden Rule," 1984
Box 8
"Nuclear Warfare, First and Second Strike Scenarios"
Box 8
"On the Paradox of the Efficient Price System in a Completely Centralized Economy and in a Capitalist Individual Ownership Economy," 1971
Box 8
"Pecuniary Externalities..."
Box 8
"Perfect or Robust Non-cooperative Equilibria..."
Box 8
"Price Duopoly and Capacity Constraints"
Box 8
"Pure Competition: Decentralization, Power, and Fair Division" (with Lloyd Shapley), 1963
Box 8
"Questionnaire--Models, Computer Machine Simulations, Games, and Studies," 1971
Box 8
"Repeated Trade in Strategic Market Mechanisms"
Box 8
"On Sensitivity Analysis, Economic Models, and the Price System," 1972
Box 9
"Some Dynamics of a Strategic Market Game," 1990s
Box 9
"Some Unresolved Problems in Mathematical Economics"
Box 9
"Strategic Market Games and Market Mechanisms"
Box 9
Manuscript, Chapter VI-Appendix
Box 9
Index
Box 9
Figures
Box 9
Off print [pp. 141-300 missing], 1959
Box 9
Correspondence, Princeton University Press,1955-57
Box 9
Correspondence, John Wiley and Sons,1957-59
Box 9
Comments and peer reviews [includes Ken Arrow, William Vickrey, and several anonymous reviews], 1954-58
Box 9
Book reviews, 1959-60
Box 9
Reprint permissions, 1958
Box 9
Author Correspondence A-M, 1962-65
Box 9
Author correspondence N-Z, 1962-65
Box 9
General correspondence, 1961-64
Box 9
Notes
Box 9
"Systems Defense Games"
Box 9
Theory of Voting, galleys
Box 9
"A Unified Model of Quantity, Price, and Price-Quantity Duopoly"
Box 9
"The Use of Simple Games..."
Box 9
The War Game (with Garry Brewer), outline
Box 9
Miscellaneous reprints of published papers
Box 9
Unidentified manuscript, labeled "outtakes" [possibly cut from The War Game?]
Box 9
Unidentified manuscript, "Chapter VIII, A Static Theory or Cooperative or Collusive Action"
Box 9
Unidentified manuscript, 1971
Box 9
Unidentified manuscript, labeled "Abstract in Econometrica"
Box 9
Unidentified bibliography
Box 9
Notes: business and regulation
Box 9
Notes: on multiple equilibria
Box 9
Notes: a review of military gaming simulations, 1967
Box 9
Papers related to gaming
Box 9
Bibliographies, by subject
Box 9
Shubik's bibliography, 1973
Box 9

Class Notes, 1947-1954,contains Martin Shubik's notes as a student, mostly from his enrollment in the Ph.D. program at Princeton University (1949-53), although some materials date to earlier and later times.

International Economics, 1948-49
Box 10
Mathematics, 1949
Box 10
Statistics, 1949
Box 10
Business Cycles, Prof. Oskar Morgenstern,1949
Box 10
Unsolved Problems in Mathematical Economics, 1949-50
Box 10
International Trade, Prof. Jacob Viner,1949-50
Box 10
Economic Theory, Prof. F. Lutz,1949-50
Box 10
Money, Prof. Henry Wallich,1950
Box 10
Cycle Theory
Box 10
Exams, University of Toronto and Princeton University,1947-50
Box 10
Princeton fourth-year reading list
Box 10
Statistics, 1954
Box 10

Miscellaneous papers, 1954-1991and undated

Aker, John, and John Anderson, "Operations Research in the Warsaw Pact Armed Forces," 1974
Amos, Michael Patrick, 1991
Averch, H. A., "Evaluating Models...," 1972
Course in securities analysis, student papers, 1985-86
Dalkey, N.C., "Experiments in Group Prediction," RAND Working Paper, 1968
Handbook of Game Theory
Miscellaneous correspondence, 1954-71
Newspaper articles on Yale Business School,1990
Office of Naval Research, proposal, "Economic Warfare and Analytical Methods...," 1985
Police Department visit, 1967
H. Rowen, "Risk Assessment and Organizational Behavior," Wordstar diskette, 1989
Wordstar diskette, "Shubik.cico," undated

Addition (1996-0116) (350 items, dated 1950s-1995) contains articles and other writings by Shubik.

This is an unprocessed deposit. As a deposit, it is open to the public in accordance with routine Special Collections Library procedures.

This material is restricted. Please contact Reference Services with questions.

"Oligopoly Bargaining: The Quantity Adjuster Models," Lawrence Fouraker, Martin Shubik, Sidney Siegel (4 copies)
Box 1
"Readings in Game Theory and Political Behavior," Martin Shubik (2 copies)
Box 1
"Operations Research, Models and Data Organization," Martin Shubik (2 copies)
Box 1
"Simulation and the Theory of the Firm," Martin Shubik
Box 1
"Contributions to the Theory of Games: 'Edgeworth Market Games,'" Martin Shubik
Box 1
"Games Decisions and Industrial Organization," Martin Shubik (2 copies)
Box 1
"Bibliography on Simulation, Gaming, Artificial Intelligence and Allied Topics," Martin Shubik
Box 1
"Game Theory as an Approach to the Firm," Martin Shubik (2 copies)
Box 1
"Simulation of the Industry and the Firm," Martin Shubik
Box 1
"Comments Upon Games as a Teaching Device," Martin Shubik
Box 1
"Approaches to the Study of Decision-Making Relevant to the Firm," Martin Shubik
Box 1
"Objective Functions and Models of Corporate Optimization," Martin Shubik
Box 1
Review of paper by Charles Holt, Martin Shubik
Box 1
"Studies and Theories of Decision Making," Martin Shubik
(2 folders)
Box 1
"L'oligopole et la théorie des jeux, Martin Shubik"
Box 1
"Some Reflections on the Design of Game Theoretic Models for the Study of Negotiation and Threats," Martin Shubik
Box 1
"Toward a Study of Bidding Processes: Some Constant-Sum Games," James H. Griesmer and Martin Shubik (2 copies)
Box 1
"Toward a Study of Bidding Processes, Part II: Games with Capacity Limitations," James H. Griesmer and Martin Shubik
Box 1
"Toward A Study of Bidding Processes, Part III: Some Special Models," James H. Griesmer and Martin Shubik
Box 1
"Simulation and Gaming: Their Value to the Study of Pricing and Other Market Variables," Martin Shubik
Box 1
"Oligopoly Bargaining: The Quantity Adjuster Models," Fouraker, Shubik and Siegel
Box 1
"A Method for Evaluating the Distribution of Power in a Committee System," L. S. Shapley and Martin Shubik
Box 1
"Readings in Game Theory and Political Behavior," Martin Shubik
Box 1
"A Comparison of Treatments of a Duopoly Problem (Part II)," Martin Shubik
Box 1
"A Game Theorist Looks at the Antitrust Laws and the Automobile Industry," Martin Shubik (4 copies)
Box 1
"Market Form, Intent of the Firm and Market Behavior," Martin Shubik
Box 1
"Economics and Operations Research: A Symposium," W. W. Cooper, Charles Hitch, William J. Baumol, Martin Shubik, T. C. Schelling, Stefan Valavanis, and Daniel Ellsberg
Box 1
"Simulation of the Firm," Martin Shubik
Box 1
"A Method for Evaluating the Distribution of Power in a Committee System," Lloyd S. Shapley and Martin Shubik (2 copies)
Box 1
"Game Theory and Operations Research," Martin Shubik
Box 1
"Solutions of N-Person Games with Ordinal Utilities," Lloyd S. Shapley and Martin Shubik (5 copies)
Box 1
"The Role of Game Theory in Economics," Martin Shubik (2 copies)
Box 1
"A Comparison of Treatments of a Duopoly Situation," J. P. Mayberry, J. F. Nash, and Martin Shubik (2 copies)
Box 1
"Information Theories of Competition, and the Theory of Games," Martin Shubik (2 copies)
Box 1
"A Business Cycle Model With Organized Labor Considered," Martin Shubik (4 copies)
Box 1
"Pure Competition, Coalitional Power, and Fair Division," Lloyd S. Shapley and Martin Shubik (2 copies)
Box 1
"Trade Using One Commodity as a Means of Payment," Lloyd S. Shapley and Martin Shubik
Box 1
"A Theory of Money and Financial Institutions. 28. The Non-cooperative Equilibria of a Closed Trading Economy with Market Supply and Bidding Strategies," Pradeep Dubey and Martin Shubik
Box 1
"Extended Edgeworth Bargaining Games and Competitive Equilibrium," Martin Shubik
Box 1
"Pure Competition, Coalitional Power, and Fair Division," Lloyd S. Shapley and Martin Shubik
Box 1
"Pecuniary Externalities: A Game Theoretic Analysis," Martin Shubik
Box 1
"Commodity Money, Oligopoly, Credit and Bankruptcy in a General Equilibrium Model," Martin Shubik
Box 1
"Does the Fittest Necessarily Survive?" Martin Shubik
Box 1
"A Method for Evaluating the Distribution of Power in a Committee System," Lloyd S. Shapley and Martin Shubik
Box 1
"What is an Application and When is Theory a Waste of Time?" Martin Shubik
Box 1
"Price Strategy Oligopoly: Limiting Behavior with Product Differentiation," Martin Shubik
Box 1
"Information, Theories of Competition, and the Theory of Games," Martin Shubik
Box 1
"Incentives, Decentralized Control, the Assignment of Joint Costs and Internal Pricing," Martin Shubik
Box 1
"The Role of Game Theory in Economics," Martin Shubik (2 copies)
Box 1
"Some Experimental Non-Zero Sum Games with Lack of Information about the Rules," Martin Shubik
Box 1
"'So Long Sucker': A Four-Person Game," M. Housner, J. Nash, L. Shapley, and Martin Shubik
Box 1
"Quasi-Cores in a Monetary Economy with Nonconvex Preferences," L. S. Shapley and Martin Shubik
Box 1
"Voting, Or a Price System in a Competitive Market Structure," Martin Shubik
Box 1
"Solutions of N-Person Games with Ordinal Utilities," Lloyd S. Shapley and Martin Shubik
Box 1
"Does the Fittest Necessarily Survive?" Martin Shubik
Box 1
"Extended Edgeworth Bargaining Games and Competitive Equilibrium," Martin Shubik
Box 1
"Price Strategy Oligopoly: Limiting Behavior with Product Differentiation," Martin Shubik
Box 1
"Games of Status," Martin Shubik
Box 1
"Price Variation Duopoly with Differentiated Products and Random Demand," Martin Shubik
Box 1
"The 'Bridge Game' Economy: An Example of Indivisibilities," Martin Shubik
Box 1
"A Note on the Shape of the Pareto Optimal Surface," Gordon H. Bradley and Martin Shubik
Box 1
"Pecuniary Externalities: A Game Theoretic Analysis," Martin Shubik
Box 1
"The Assignment of Game I: The Core," L. S. Shapley and Martin Shubik
Box 1
"On the Scope of Gaming," Martin Shubik
Box 1
"Eight Basic Units of a Dynamic Economy Controlled by Financial Institutions," Martin Shubik
Box 1
"On the Role of Numbers and Information in Competition," Martin Shubik
Box 1
"Duopoly with Price and Quantity as Strategic Variables," R. Levtian and Martin Shubik
Box 1
"Comment on 'The Confusion of Is and Ought in Game Theoretic Contexts'," Martin Shubik
Box 1
"The Many Approaches to the Study of Monopolistic Competition," Martin Shubik
Box 1
"Some Experiences with an Experimental Oligopoly Business Game," Martin Shubik, Gerrit Wolf, and Herbert B. Eisenberg
Box 1
"Quasi-Cores in a Monetary Economy with Nonconvex Preferences," L. S. Shapley and Martin Shubik
Box 1
"Solutions of N-Person Games with Ordinal Utilities," Lloyd S. Shapley and Martin Shubik (2 copies)
Box 1
"The Assignment Game I: The Core," L. S. Shapley and Martin Shubik
Box 1
"On Different Methods for Allocating Resources," Martin Shubik
Box 1
"The Unique Minimal Cash Flow Competitive Equilibrium," Martin Shubik
Box 1
"Non-Cooperative Games and Economic Theory," Martin Shubik
Box 1
"A Game Theorist Looks at the Antitrust Laws and the Automobile Industry," Martin Shubik
Box 1
"A Two Party System, General Equilibrium and the Voters' Paradox," Martin Shubik
Box 1
"Information, Risk, Ignorance and Indeterminacy," Martin Shubik (4 copies)
Box 1
"The Uses of Game Theory in Management Science," Martin Shubik (4 copies)
Box 1
"Simulation of the Firm," Martin Shubik (4 copies)
Box 1
"Comments Upon Games as a Teaching Device," Martin Shubik (4 copies)
Box 1
"Bibliography on Simulation, Gaming, Artificial Intelligence and Allied Topics," Martin Shubik (4 copies)
Box 1
"Some Comments on Gaming for Teaching and Research Purposes," Martin Shubik
Box 1
"Panel II: Analysis of Decision-Making Processes," Martin Shubik (4 copies)
Box 1
"'So Long Sucker': A Four-Person Game," M. Hausner, J. Nash, L. Shapley, and Martin Shubik
Box 1
"Game Theory and the Study of Social Behavior: An Introductory Exposition," Martin Shubik
Box 1
"A Two Party System, General Equilibrium and the Voters' Paradox," Martin Shubik
Box 1
"Welfare, Static and Dynamic Solution Concepts," Martin Shubik
Box 1
"On Market Games," Lloyd S. Shapley and Martin Shubik (5 copies)
Box 1
"On the Core of an Economic System with Externalities," Lloyd S. Shapley and Martin Shubik
Box 1
"Forward," (To a book by John Cross?) Martin Shubik (2 copies)
Box 1
"Price Strategy Oligopoly: Limiting Behavior with Product Differentiation," Martin Shubik (2 copies)
Box 1
"Pure Competition, Coalitional Power, and Fair Division," Lloyd S. Shapley and Martin Shubik (3 copies)
Box 1
"A note on a Simulated Stock Market," Martin Shubik
Box 1
"Game Theory, Behavior, and the Paradox of the Prisoners Dilemma: Three Solutions," Martin Shubik
Box 1
"A Curmudgeon's Guide to Microeconomics," Martin Shubik
Box 1
"On Homo Politicus and the Instant Referendum," Martin Shubik
Box 1
"Price Strategy Oligopoly: Limiting Behavior with Product Differentiation," Martin Shubik
Box 1
"Corporate Reality and Accounting for Investors," Martin J. Whitman and Martin Shubik (2 copies)
Box 1
"Modelos, Simulaçõ e Jogos," Martin Shubik, Issac Kerstenetzy, Thomas H. Tayler (2 copies)
Box 1
"The Dollar Auction Game: A Paradox in Noncooperative Behavior and Escalation," Martin Shubik
Box 1
"An Artificial Player for a Business Market Game," Martin Shubik, Gerrit Wolf, and Scott Lockhart (4 copies)
Box 1
"Systems Simulation and Gaming as an Approach to Understanding Organizations," Martin Shubik and Garry Brewer
Box 1
"The Assignment Game I: The Core," L. S. Shapley and Martin Shubik (4 copies)
Box 1
"On Gaming and Game Theory," Martin Shubik
Box 1
"Methodological Advances in Gaming: The One Person, Computer Interactive, Quasi-Rigid Rule Game," Martin Shubik and Garry Brewer (5 copies)
Box 1
"Price Duopoly and Capacity Constraints," Richard Levitan and Martin Shubik
Box 1
"Some Experiences with an Experimental Oligopoly Business Game," Martin Shubik, Gerrit Wolf, and Herbert B. Eisenberg (3 copies)
Box 1
"A Theory of Money and Financial Institutions: Fiat Money and Noncooperative Equilibrium in a Closed Economy," Martin Shubik (2 copies)
Box 1
"A Note on Decision Making and Replacing Sure Prospects with Uncertain Prospects," Martin Shubik
Box 1
"An Economic Song," Martin Shubik
Box 1
"Commodity Money, Oligopoly, Credit and Bankruptcy in a General Equilibrium Model," Martin Shubik (4 copies)
Box 1
"Fiat Money in an Economy with One Nondurable Good and No Credit," Martin Shubik and W. Whitt
Box 1
"The Literature of Gaming, Simulation, and Model-Building: Index and Critical Abstracts," Martin Shubik, G. Brewer, and E. Savage
Box 1
"Price Strategy Duopoly with Product Variation-Reply," Martin Shubik (2 copies)
Box 1
"Information, Duopoly and Competitive Markets: A Sensitivity Analysis," Martin Shubik
Box 1
"The Core of a Market Game with Exogenous Risk and Insurance," Martin Shubik (2 copies)
Box 1
"Concepts, Theory, and Techniques. Solution Concepts and Psychological Motivation in Prisoner's Dilemma Games," Gerrit Wolf and Martin Shubik (2 copies)
Box 1
"Perception of Payoff Structure and Opponent's Behavior in Related Matrix Games," Martin Shubik, Gerrit Wolf, Byron Poon
Box 1
"Planning for the Future," (abstract) Martin Shubik (5 copies)
Box 1
"Competitive Equilibrium, the Core, Preferences for Risk and Insurance Markets," Martin Shubik (5 copies)
Box 1
"The General Equilibrium Model: Barter and Trust, or Mass Markets with Money and Credit," Martin Shubik
Box 1
"Teams Compared to Individuals in Duopoly Games with an Artificial Player," Gerrit Wolf and Martin Shubik
Box 1
"Panel II: Analysis of Decision-Making Processes," Martin Shubik
Box 1
"Some Implications of the Information Revolution to Economic and Political Life," Martin Shubik (2 copies)
Box 1
Oligopoly Theory, Communication, and Information," Martin Shubik
Box 1
"On the Role of Numbers and Information in Competition," Martin Shubik (4 copies)
Box 1
"The General Equilibrium Model is Incomplete and Not Adequate for the Reconciliation of Micro and Macroeconomic Theory," Martin Shubik (2 copies)
Box 1
"Mathematical Models for a Theory of Money and Financial Institutions," Martin Shubik (2 copies)
Box 1
A Theory of Money and Financial Institutions. Part 27. "Beyond General Equilibrium," Martin Shubik
Box 1
"Competitive Equilibrium: Contingent Commodities and Information," Martin Shubik
Box 1
"Control of Understanding in Model Building: Sponsors, Planners and Users," Martin Shubik (2 copies)
Box 1
"Beliefs about Coalition Formation in Multiple Resource Three-Person Situations," Gerrit Wolf and Martin Shubik
Box 1
"A Closed Economy with Exogenous Uncertainty, Different Levels of Information, Money, Futures and Spot Markets," P. Dubey and M. Shubik
Box 1
"An Example of a Trading Economy with Three Competitive Equilibria," L. S. Shapley and M. Shubik
Box 1
"Competitive and Controlled Price Economies: The Arrow-Debreu Model Revisited," Martin Shubik
Box 1
"Trade and Prices in a Closed Economy with Exogenous Uncertainty, Different Levels of Information, Money and Compound Futures Markets," Pradeep Duey and Martin Shubik
Box 1
"A Theory of Money and Financial Institutions," Martin Shubik
Box 1
"Opinions on How to Play Some Simple Games," Martin Shubik
Box 1
"Market Structure, Opponent Behavior, and Information in a Market Game," Gerrit Wolf and Martin Shubik (2 copies)
Box 2
"A Dynamic Economy With Fiat Money Without Banking but With Ownership Claims to Production Goods," Martin Shubik (5 copies)
Box 2
"Trade With Fiat Money but no Individual Trust: A Preliminary Stage Towards Banking," Martin Shubik (5 copies)
Box 2
"Game Theory: Economic Applications," Martin Shubik
Box 2
"Logrolling and Budget Allocation Games," Martin Shubik and L. Van der Heyden (4 copies)
Box 2
"Computers and Modeling," Martin Shubik (2 copies)
Box 2
"Bankruptcy and Optimality in a Closed Trading Mass Economy Modelled as a Non-Cooperative Game," Pradeep Dubey and Martin Shubik
Box 2
"Unconventional Methods of Economic Warfare," Martin Shubik (4 copies)
Box 2
"Stochastic Games, Oligopoly Theory, and Competitive Resource Allocation," Martin Shubik and Matthew J. Sobel (2 copies)
Box 2
"The Capital Stock Modified Competitive Equilibrium," Martin Shubik
Box 2
"Efficiency Properties of Strategic Market Games: An Axiomatic Approach," Pradeep Dubey, Andreu Mas-Colell and Martin Shubik
Box 2
"Information Conditions, Communication and General Equilibrium," Pradeep Dubey and Martin Shubik
Box 2
"Game Theory Models and Methods in Political Economy," Martin Shubik (2 copies)
Box 2
"The Profit Maximizing Firm: Managers and Stockholders," Pradeep Dubey and Martin Shubik (3 copies)
Box 2
"A Price-Quantity Buy-Sell Market With and Without Contingent Bids," Martin Shubik
Box 2
"Society, Land, Love or Money. A Strategic Model of How to Glue the Generations Together," Martin Shubik
Box 2
"Noncooperative Oligopoly With Entry," Kofi O. Nti and Martin Shubik (4 copies)
Box 2
"A Price-Quantity Buy-Sell Market With and Without Contingent Bids," Martin Shubik (4 copies)
Box 2
"Duopoly With Differentiated Products and Entry Barriers," Kofi O. Nti and Martin Shubik
Box 2
"War Gaming: For Whom and What?" Martin Shubik (4 copies)
Box 2
"Strategic War: What Are the Questions and Who Should Ask Them?" Paul Braken and Martin Shubik (3 copies)
Box 2
"On the Value of Market Information and Rational Expectations," Martin Shubik
Box 2
"The Revelation of Information in Strategic Market Games. A Critique of Rational Expectations Equilibrium," Pradeep Dubey, John Geanakoplos and Martin Shubik
Box 2
"Gold, Liquidity and Secured Loans in a Multistage Economy. Part II: Many Durables, Land and Gold," Martin Shubik and Shuntian Yao
Box 2
"Prominence, Symmetry or Other?" Martin Shubik
Box 2
"A Strategic Market Game with Seigniorage Costs of Fiat Money," Martin Shubik and D. P. Tsomocos
Box 2
"A Strategic Market Game with Complete Markets," Rabah Amir, Siddhartha Sahi, Martin Shubik and Shuntian Yao
Box 2
"Strategic War: What Are the Questions and Who Should Ask Them?" Paul Bracken and Martin Shubik
Box 2
"The Shuttle Utilization. A Strategic Analysis," Peter Hambling and Martin Shubik (2 copies)
Box 2
"Political Risk: Analysis, Process, and Purpose," Martin Shubik (2 copies)
Box 2
"Strategic Purpose and the International Economy," Martin Shubik and Paul Braken (5 copies)
Box 2
"On the Value of Market Information and Rational Expectations," Martin Shubik (2 copies)
Box 2
"Some Thoughts on Geopolitical Factors Affecting Natural Gas Supply Schemes for Western Europe," K.F.J. Niebling, J.L. Russell and Martin Shubik (2 copies)
Box 2
"A Note on Enough Money in a Strategic Market Game with Complete or Fewer Markets," Martin Shubik
Box 2
"General Equilibrium and the Foundations of the Theory of Monopolistic Competition," Pradeep Dubey and Martin Shubik (2 copies)
Box 2
"The Capital Asset Pricing Model as a General Equilibrium with Incomplete Markets," John Geanakoplos and Martin Shubik
Box 2
"A Strategic Market Game with Complete Markets," Rabah Amir, Siddhartha Sahi, Martin Shubik and Shuntian Yao (5 copies)
Box 2
International Security and the Theory of Games, Martin Shubik (2 copies)
Box 2
Game Theory, Law, and the Concept of Competition, Martin Shubik (2 copies)
Box 2
A Strategic Market Game of a Finite Exchange Economy with a Mutual Bank, Martin Shubik and Jingang Zhao (4 copies)
Box 2
Prominence, Symmetry or Other? Martin Shubik
Box 2
Crisis Stability Games, Jerome Braken and Martin Shubik (4 copies)
Box 2
Repeated Trade and the Velocity of Money, Pradeep Dubey, Siddhartha Sahi, Martin Shubik
Box 2
Construction of Stationary Markov Equilibria in a Strategic Market Game, Ioannis Karatzas, Martin Shubik and William D. Sudderth (2 copies)
Box 2
Three Simple Experimental Games, Martin Shubik (8 copies)
Box 2
Various drafts and entries from Selected Publications of Martin Shubik
(2 folders)
Box 2
Behavioristic or Normative Decision Criteria, Martin Shubik
Box 2
Experimental Gaming and Some Aspects of Competitive Behavior, Martin Shubik (2 copies)
Box 2
Some Comments on Gaming for Teaching and Research Purposes, Martin Shubik
Box 2
Towards a Theory of Threats, Martin Shubik (2 copies)
Box 2
The Uses of Game Theory, Martin Shubik
Box 2
Quasi-Cores in a Monetary Economy with Nonconvex Preferences, L. S. Shapley and Martin Shubik
Box 2
Concepts and Theories of Pure Competition, L. S. Shapley and Martin Shubik
Box 2
Ownership and the Production Function, L. S. Shapley and Martin Shubik
Box 2
Information, Rationality, and Free Choice in a Future Democratic Society, Martin Shubik (2 copies)
Box 2
Transfer of Technology and Simulation Studies, Martin Shubik
Box 2
Toward a Study of Bidding Processes. Part IV--Games with Unknown Costs, James H. Griesmer, Richard E. Levitan and Martin Shubik (5 copies)
Box 2
Simulation of Socio-Economic Systems. Part I. General Considerations, Martin Shubik (5 copies)
Box 2
Simulation of Socio-Economic Systems. Part II. An Aggregative Socio-Economic Simulation of a Latin American Country, Martin Shubik (2 copies)
Box 2
Game Theory: Economic Applications, Martin Shubik
Box 2
On the Study of Disarmament and Escalation, Martin Shubik (2 copies)
Box 2
Gaming: Costs and Facilities, Martin Shubik (2 copies)
Box 2
Planning: Perspectives and Prospects, Martin Shubik (5 copies)
Box 2
Draft with commentary of Construction of Stationary Markov Equilibria in a Strategic Market Game, Ioannis Karatzas, Martin Shubik and William D. Sudderth
Box 2
Notes and papers pertaining to Martin Shubik's participation in the Distinguished Lecture Series at the University of Southern California
Box 2
Handwritten draft of a review by Martin Shubik of The Cybernetics Group by S.J. Heins (?)
Box 2
Handwritten draft of Uncertainty and an Optimal Bankruptcy Law: A Strategic Market Game Analysis, Martin Shubik
Box 2
Bankruptcy and Efficiency in a General Equilibrium Model With Incomplete Markets, Pradeep Dubey, John Geanakoplos and Martin Shubik
Box 2
Draft of Uncertainty and an Optimal Bankruptcy Law: A Strategic Market Analysis, Martin Shubik
Box 2
Draft of A One Period Exchange Economy with a Mutual Bank and Redemption in Gold, Martin Shubik
Box 2
Handwritten draft of A Note on the Noncooperative Equilibria of Some Matrix Games, Martin Shubik (2 copies)
Box 2
Single sheet of unspecified calculations
Box 2
Handwritten draft of a review by Martin Shubik of Theory of Moves by S. J. Brams
Box 2
Bankruptcy and Efficiency in a General Equilibrium Model with Incomplete Markets, Pradeep Dubey, John Geanakoplos and Martin Shubik
Box 2
Martin Shubik's notes and drafts for Construction of Stationary Markov Equilibria in a Strategic Market Game, Ioannis Karatzas, Martin Shubik and William D. Sudderth
Box 2
Notes and drafts for A Biological Model of Migration, Thomas Quint and Martin Shubik
Box 2
The Transactions Cost of Money (A Strategic Market Game Analysis), Martin Shubik and Shuntian Yao
Box 3
A Strategic Market Game with Seigniorage Costs of Fiat Money, Martin Shubik and D. P. Tsomocos
Box 3
Bankruptcy and Efficiency in a General Equilibrium Model with Incomplete Markets, Pradeep Dubey, John Geanakoplos and Martin Shubik
Box 3
A Note on the Unique Minimal Loan Equilibrium in an Exchange Economy, Martin Shubik (2 copies)
Box 3
Noncooperative Exchange Using Money and Broker-Dealers, Kofi O. Nti and Martin Shubik
Box 3
A Note on Paper Gold (Some Basic Problems in Modeling Exchange With Money and Credit), Martin Shubik
Box 3
On Matching Books: A Problem in Banking and Corporate Finance, Martin Shubik and M. J. Sobel
Box 3
Correspondence, referee reports, drafts and related materials for Some Dynamics of a Strategic Market Game with a Large Number of Agents, John H. Miller and Martin Shubik and Trade with Assignats or Landbank Money: Equilibria in Finite Person Strategic Market Game, A. K. Jayawardene and Martin Shubik
Box 3
Duplicate of title page and introduction to Market Structure and Behavior, Martin Shubik
Box 3
Drafts, notes and commentary on chapters 20-22 of Martin Shubik's The Theory of Money and Financial Institutions: Multiperiod Trade with Money, Credit and Many Assets, Investment, Saving, Liquidity and Money, and Expectations, Uncertainty, Information and Finance
Box 3
Notes, drafts and other materials pertaining to Varying the Money Supply. Part I: Perishables, Storables, Durables, T. Quint and Martin Shubik and Part II A: Trade in Spot Markets Using Money--the Three Period Models, T. Quint and Martin Shubik
Box 3
The Theory of Money and Financial Institutions. Volume I, Martin Shubik
Box 3
The Theory of Money and Financial Institutions. Volume I. Sections 2: Chapters 16-27, Appendices A and B, Martin Shubik
Box 3
The Theory of Money and Financial Institutions. Volume I, Martin Shubik
Box 3
Miscellaneous correspondence with the Office of Naval Research
Box 3
Draft of Money as an Asset and the Role of Clearing Houses, Martin Shubik
Box 3
Game Theory, Martin Shubik
Box 3
Concepts and Theories of Pure Competition, L. S. Shapley and Martin Shubik
Box 3
A Theory of Money and Banking in a General Equilibrium System, Martin Shubik
Box 3
Draft of The Money Rate of Interest and the Influence of Assets in a Multistage Economy with Gold or Paper Money. Part I, Martin Shubik and Shuntian Yao
Box 3
Drafts and notes on The Money Rate of Interest and the Influence of Assets in a Multistage Economy with Gold or Paper Money, Parts I and II, Martin Shubik and Shuntian Yao
Box 3

Addition (1998-0199) (2000 items, dated 1960s-1998) contains typescripts, reprints, notes, books, and professional correspondence relating to game theory.

This accession of materials deposited by Martin Shubik has not been processed. As a deposit, it is open to the public in accordance with routine Special Collections Library procedures.

Correspondence
Box 1
Correspondence
Box 2
Reprints

Miscellaneous reprints of articles, chiefly from the 1990s;notes and related materials; books on gaming published by Shubik.

Box 2
Reprints
Box 3

Addition (1998-0504) (1000 items, dated 1975-1998) consists of general subject files, reprints, miscellaneous typescripts, and correspondence (grouped alphabetically).

This is a preliminary boxlist for an unprocessed deposit to the collection. As a deposit, it is open to the public in accordance with routine Special Collections Library procedures.

This material is restricted. Please contact Reference Services with questions.

Game Theory
Box 1
Game Theory in Social Science: Game Theory in Economics
(5 folders)
Box 1
Lectures in Micro Economics (University of Chile)
Box 1
Market Structure and Behavior, 1980
Box 1
O.N.R. Budgets, Contracts
Box 1
O.N.R. General Correspondence
Box 1
Reprints
Box 2
Typescripts
(4 folders)
Box 2
Conferences
Box 2
Referee Reports
Box 2
Recommendations
Box 2
K
Box 2
L
Box 2
M
Box 2
S
(4 folders)
Box 2
T
Box 2
U
Box 2
V
Box 2
W
Box 2
Y
Box 2
Z
Box 2
Unsorted
Box 2

Addition (1998-0504) (1000 items, dated 1975-1998) consists of general subject files, reprints, miscellaneous typescripts, and correspondence (grouped alphabetically).

Addition (1999-0024) (800 items; dated 1960s-1990s, bulk 1980-1998) contains correspondence, writings (primarily typescripts), handwritten notes, and related materials reflecting Shubik's professional interests and activities. There is no container list for this accession.

Addition (1999-0150) (165 items, dated 1960-1998) contains Cowles Foundation Discussion Papers (CFDPs) authored by Shubik.

Addition (1999-0409) (2100 items, dated 1956-1995) contains professional correspondence, referee reports, conference-related materials, writings, notes, lectures on film, and related materials.

This addition to the collection has not been processed. As a deposit, it is open to the public in accordance with routine Special Collections Library procedures.

Faxes, correspondence, and articles (8 folders)
Box 1
1957-1967
Box 1
1968-1971
Box 1
Refereeing 1960-1963
Box 1
Provost
Box 1
Fred Roberts (2 folders)
Box 1
Gaming Conference, Aug. 1973
Box 1
Proposals
Box 1
University of Maryland (McGuire) Lecture April 3-4
Box 1
The War Game
Box 1
Strategy and Market Structure, loose chapters (2 folders)
Box 1
Correspondence re: MSGs
Box 1
Brewer-Shubik
Box 1
Miscellaneous Correspondence, Articles, and Conference Information (3 folders)
Box 1
Market Structure and Behavior, typescript (3 folders)
Box 1
Miscellaneous notes, meeting transcripts, and correspondence (2 folders)
Box 2
New Orleans talk
Box 2
Talks and Meetings 1962 (2 folders)
Box 2
Talks and Lectures Jan. 1, 1963-Sept. 1, 1963
Box 2
A Survey of Models, Simulations, and Games, proofs (4 folders)
Box 2
1957-1959
Box 2
1960 (3 folders)
Box 2
1961 (4 folders)
Box 2
1962
Box 2
Memos, notes, articles, correspondence, and loose book chapters (5 folders)
Box 2
Market Structure and Behavior ( typescript for class?)
Box 3
Tape reels of Shubik lectures (3 reels)
Box 3
Tape reel unlabeled
Box 3

Addition (2000-0211) (1350 items, dated 1983-2000) consists mainly of professional correspondence. Also includes notes, referee reports, scholarly papers and other writings, and files related to lectures given/conferences attended.

This addition to the collection has not been processed.

Materials are restricted. See reference staff for more information.

Jan. 1994-
Box 1
July/Dec 1992
Box 1
Jan-Feb 1990
Box 1
May-Jun 1990
Box 1
Miscellaneous correspondence (2 folders)
Box 1
Reply - Shubik Celebration
Box 1
Miscellaneous correspondence and writings (3 folders)
Box 1
Correspondence, Sep/Dec 1989
Box 1
Hong Kong, 1994
Box 1
Queen's University - Mackintosh Lecture
Box 1
National Science Council - Republic of China 2/1994 or 3/1994 KUO and SCHIVE
Box 1
Triangle Universities Security Seminar - U. of North Carolina, Sep 16, 1994
Box 1
Monte Dei Paschi Di Siena - Conference, 1992
Box 1
Miscellaneous publications correspondence
Box 1
50th Anniversary of The Theory of Games and Economic Behavior
Box 1
Jan/Jun 1992
Box 1
Sep-Oct 1990
Box 1
Nov-Dec 1990
Box 1
Jul-Aug 1990
Box 1
Miscellaneous correspondence and writings (5 folders)
Box 1
Siena and Copenhagen Nov 18-29, 1993
Box 1
Biology, Information and the RMA Conference - Andrew Marshall - Virginia, 7/12/94-7/13/94
Box 1
The Trail of the White Whale
Box 1
Miscellaneous correspondence and writings (2 folders)
Box 1
Ministere des Affaires internationales - Seminar, Mar 17, 1993 Quebec
Box 1
Hong Kong
Box 1
Santa Fe Conference - Sep 7-15, 1993- The Global Economy as a Complex Adaptive System
Box 1
Office of the Secretary of Defense - OSD Naval War College, Aug 1-3
Box 1
Stony Brook 7/6/93-7/30/93
Box 2
Siena Correspondence (2 folders)
Box 2
Econometric Society Meetings
Box 2
April 1989
Box 2
January 1989
Box 2
February 1989
Box 2
March 1989
Box 2
May 1989
Box 2
June 1989
Box 2
Maryland 1990
Box 2
Decision Sciences Colloquium, Dec 16 - Harvard University - Gus Stuart
Box 2
Conference - University of Cincinnati, March 1991
Box 2
Wesleyan University, 2/25/91
Box 2
Barcelona
Box 3
Lectures given
Box 3
Miscellaneous correspondence
Box 3
Morgenstern, Oskar (Vienna) 6/93
Box 3
Economic Theory Past and Future: Economics, Physics and Biology - Santa Fe - April 7, 1993
Box 3
Hong Kong 1993
Box 3
Reviews and Referee's
Box 3
1994 Siena Conference
Box 3

Addition (2000-0267) (1500 items, dated 1962-1997) contains professional coresspondence. There are also files related to courses Shubik taught and drafts of his papers.

This addition to the collection has not been processed.

Attention: Materials are restricted. See reference staff for more infomation.

Professional Correspondence
Box 1
Essays
Box 1
Miscellaneous files
Box 1
Professional Correspondence
Box 2

Addition (2000-0349) (800 items, dated 1959-1997) holds chronological correspondence files, 1985-1987; Rand Corporation files, primarily 1960s and 1970s, including correspondence with Lloyd Shapley; letters of recommendation and referee reports, correspondence with publishers, manuscript of Mathematics of Conflict and other writings, and materials from courses taught in 1987 and 1988 on game theory and the theory and history of money.

Addition (2001-0005) (750 items, dated 1956-2000) includes miscellaneous professional correspondence, writings (especially on game theory), as well as conference and grant material.

Some of the materials in this accession are not immediately accessible, because they require further processing before use. Please contact Research Services staff before visiting the David M. Rubenstein Rare Book & Manuscript Library to use this accession.

Attention: This collection is restricted. Patrons must sign a release form before use.

Research submissions, research notes, and correspondence.
Box 1
Pew Report, 1989-1990
Box 2
Referee Report, 1985-1986
Box 2
Theory of Money and Financial Institutions (Letters of Permission)
Box 2
Game Theory, Drawings and Correspondence
Box 2
Diagrams and Figures from Vol. II
Box 2
On Coalition Games, M. Shubik, 1990
Box 2
General Correspondence, A-K, 1981
Box 2
Miscellaneous Papers
Box 2
Submissions, Games and Economic Behavior, "A Model of Migration"
Box 2
M. Shubik Conferences, 1985
Box 2
Conferences Shubik 1988
Box 2
M. Shubik Conferences, 1984
Box 3
M. Shubik Conferences, 1980
Box 3
M. Shubik Conferences, 1983
Box 3
M. Shubik Conferences, 1975-1979
Box 3
Grants, Aequus Institute
Box 3
Grants, Carnegie Corporation of New York
Box 3
General Correspondence, L-Z, 1981
Box 3

Addition (2001-0015) (1875 items, dated 1956-1987) contains printer's proofs and published writings by Shubik and other economists.

Attention: This collection is restricted. Patrons must sign a release form before use.

Writings by Shubik and others, mostly published by The Rand Corporation, 1968-1977.

Includes a Cowles Foundation Discussion Paper no. 320, Yale University, by Shubik

Box 1
Graphs and charts and printer's proofs for book, Theory, 1956
Box 2
Printer's proofs for Political Economy, 1984
Box 2
Game Theory in Economics
Box 3
Game Theory and the Study of Social Behavior
Box 3
Game Theory and Related Approaches to Social Behavior
Box 3
An Evolutionary Theory of Economic Capabilities and Behavior
Box 3
Evaluating Security Against Terrorism
Box 3
Mathematical Economics
Box 3
Grant Paperwork, 1985-1987
Box 4
Printer's proofs of Game Theory and Risk, Organization, and Society
Box 4
Writings by Shubik and others, mostly published by The Rand Corporation, 1968-1977.
[duplicates of those in box 1]
Box 4

The addition (2001-0089) (1000 items, dated 1959-1999 and n.d.) contains incoming and outgoing correspondence and memoranda (especially from the 1960s) and writings (especially from 1999). Also includes materials from courses taught by Shubik, from conferences he attended, and book reviews of his work. Some of the correspondence and conference material focuses on Shubik's interest in Latin America.

Accession (2002-0060), 1956-2001

10 Boxes, 1 Oversize Folder

Some of the materials in this accession are not immediately accessible because they require further processing before use. Please contact Research Services staff before visiting the Rubenstein Library to use this collection.

Accession is restricted. Patrons must sign a waiver concerning privacy rights before use. Contact Research Services staff.

Default and Punishment in General Equilibrium, Dubey, Geanakoplos, Shubik, 2001
Box 1
Incoming and outgoing correspondence, 1976-1978, 1980
Box 1
M.S. Whitman-Lecture Notes, 1972
Box 1

Technical Services staff may need to reformat coated fax paper before use.

Attention: Contains rusty fasteners.

[Several legal- and oversized items removed to box 10 and to oversize folder.]

M.S. Whitman-Lecture Notes, 1972
Box 2
Correspondence regarding journal articles refereed, grant proposals, and book contracts, [ca. 1961-1999]
Box 2
Incoming and outgoing general correspondence, A-K, 1977
Box 3
Incoming and outgoing correspondence regarding books reviewed, articles refereed, and conferences attended, 1969-1991
Box 3
Incoming and outgoing correspondence regarding peer and graduate student reviews and recommendations, 1974-1978
Box 3
Incoming and outgoing general correspondence, 1970-1971 and 1978-1979
Box 4
Incoming and outgoing correspondence regarding articles refereed, 1973-1976
Box 4
Incoming and outgoing correspondence regarding articles refereed and Shubik's submissions for publication, 1973-1977
Box 5
Incoming and outgoing general correspondence, 1967, 1969,and 1980
Box 5
Proposal evaluations for the National Science Foundation, 1982-1987
Box 5
Reviewers' comments, permission requests, and tables for Shubik's book, Market Structure and Behavior,1974-1979
Box 5
Manuscript of Shubik's Market Structure and Behavior,1978
Box 6
Incoming and outgoing general correspondence, 1968 and 1974
Box 6
Incoming and outgoing general correspondence, 1967-1974and 1986-1987

[One legal-sized item removed from Correspondence, 1969, folder 1 of 2.]

Box 7
Incoming and outgoing general correspondence, 1968, 1971-1972, and 1956-2000
Box 8
Deposition of Shubik, plaintiff, v. Getty Oil Company and Denison Mines, Ltd., defendants, 1982

[One legal-sized item removed.]

Box 8
Correspondence and copies of contract work done by Shubik for North American Rockwell, 1970
Box 8
Incoming and outgoing general correspondence, 1970-1973
Box 9
Incoming and outgoing correspondence regarding consulting work, proposed conferences, and grants 1970-1994

Including the Commission on Year 2000 Computer Committee, the JET Propulsion Laboratory, and the Ford Foundation (computational requirements for the Kenyan government).

[One legal-sized item removed from Kenya-Ford foundation folder 2 of 2.]

Box 9
Incoming and outgoing correspondence regarding Shubik's book contracts, 1967-1982
Box 9
Affadavit of Shubik, plaintiff, v. Getty Oil Company and Denison Mines, Ltd., defendants, 1982

[One legal-sized item removed.]

Box 9
Incoming and outgoing general correspondence, 1973
Box 10
RAND SDC

[Removed from box 2.]

Box 10
[Loose material]
(3 folders)

[Removed from box 2.]

Box 10
Correspondence 1969

[Removed from box 7.]

Box 10
Getty/ROG

[Removed from box 8.]

Box 10
[Loose material]
(1 folder)

[Removed from box 8.]

Box 10
Kenya-Ford Foundation, 1971-1973

[Removed from box 9.]

Box 10
Flyers for conference on Incomplete Markets and Strategic Market Games, 2001 April

[Removed from box 2, loose material.]

Box 10

Addition (2003-0073) (600 items, 1.4 lin. ft.; dated 1961-2002) comprises miscellaneous papers, including correspondence, referee reports, book reviews, syllabi and lectures, unpublished drafts and published copies of writings, and conference materials. There is also a draft of unpublished book on microeconomic analysis.

Addition (2003-0277) (1500 items, 2.4 lin. ft.; dated 1962-2003) contains professional correspondence, writings, and teaching files, including materials related to monetary theory, game theory, and the Nuclear Regulatory Commission's Panel on Success Factor Evaluation.

Addition (2005-0072) (2250 items, 3.8 lin. ft.) contains correspondence, notes, and writings. Includes drafts of writings about game theory from 1962-1964; typescripts, one with corrections, of The Theory of Money and Financial Institutions (1993). Boxes were added to this accession that contain typescripts including Market Structure and Behavior (1978) and A Game for Teaching and Experimentation, correspondence, photocopies of articles, and various reports.

Typescript: The Theory of Money and Financial Institutions
Box 1
Manuscript: Game Theory and Operations Research 50 Years Later
Box 1
Correspondence
Box 1
Proposal for a Center for Competitive and Conflict Systems Research
Box 1
Budget
Box 1
Correspondence
Box 2
Game Theory and Operations Research 50 Years Later (typescript)
Box 2
The Theory of Money and Financial Institutions
Box 2
Miscellaneous manuscripts
Box 2
Partial manuscripts
Box 3
Correspondence
Box 3
Correspondence
Box 4
Market Structure and Behavior typescripts
Box 4
Photocopies of various articles
Box 4
Manuscripts
Box 5
Correspondence
Box 5
Market Structure and Behavior typescripts
Box 5
Market Structure and Behavior typescripts
Box 6
A Game for Teaching Experimentation
Box 6
Other typescripts by various authors
Box 6
Photocopies of articles
Box 7
Several typescripts
Box 7
Reports
Box 7

This is a preliminary boxlist for an unprocessed addition to the collection. Materials have been reboxed and foldered for preservation, but no attempts have been made to arrange the records at this point.

Towards an Economics Dynamics with Many Generations (draft)
Box 1
Workshop on Economics and Institutions, 1988
Box 1
Vol. III No. 1 and No. 2
Box 1
Vol. V No. 4
Box 1
Working Paper: What is an Application and When is a Theory a Waste of Time?
Box 1
ISAC: Crisis Stability Games
Box 1
ISAC: The Names of the Games
Box 1
ISAC: On Coalition Games
Box 1
World Economics, Vol. 2, No. 1, 2001 Mar.
Box 1
Book cover proofs
Box 1
International Security Program annual report, 1992-1993
Box 1
Complexity, Vol. 8, No. 2, 2002 Nov.
Box 1
Science, 1971 Dec. 3
Box 1
Improving Regulatory Effectiveness in Federal/State Siting Actions, 1977 March
Box 1
Stony Brook
Box 1
Ref Report
Box 1
Keepsakes of Shubik Celebration
Box 1
Balinski-Stony Brook
Box 1
Loose materials
(10 folders)
Box 1
Loose materials
Box 2
Santa Fe Institute annual report, 2006
Box 2
Physics Today, 2007
Box 2
OMNI, 1983 Aug.
Box 2
Revue Economique, 1975 Jul.
Box 2
Third Conference on Games report, 1957, Mar. 11-12
Box 2
Nature, Vol. 368, No. 6474, 1994 Apr.
Box 2
Perfect or Robust Noncooperative Equilibrium: A Search for the Philosopher's Stone?
Box 2
Synopsis of Pollack Meeting
Box 2
Cowles Foundation Discussion Paper no. 627
Box 2
Naval Procurement Problems: Theory and Practice
Box 2
Bidding/Auctions: Math Models
Box 2
Economic Theory, Vol. 25, No. 3, 2005 Apr.
Box 2
Journal of Political Economy, Vol. 85, No. 5, 1977 Oct.
Box 2
Conflict Resolution, Vol. 33, No. 3, 1989 Sept.
Box 2
Can we manage with(out) markets?, 2007 Fall
Box 2
Économie Appliquée
Box 2
Administrative Science Quarterly, 1958 Dec.
Box 2
Revue Economique, 1975 Jul.
(2 copies)
Box 2
Kyklos, 1975
Box 2
Trends in Economics, 1957 Jun.
Box 2
New Zealand Economic Papers, 1973
Box 2
European Economic Review, Vol. 27, No. 1, 1985
Box 2
Simulations & Gaming, 2005 Jun.
Box 2
Economic Theory, Vol. 21, No. 4, 2003 Jun.
Box 2
Wirtschafts- und Sozialwissenschaften zwischen Theorie und Praxis
Box 2
Economic Notes, 1993 and 1997
Box 2
Rivista Internazionale di Scienze Economiche e Commerciali, 1986 Mar.
(2 copies)
Box 2
The Journal of Business, 1961 Apr.
Box 2
The Journal of Political Economy, 1960 Aug.
Box 2
Vol. VIII, No. 3, 1970 Sept.
Box 2
Vol. VI, No. 4, 1968 Sept.
Box 2
Vol. XI, No. 1, 1973 Mar.
Box 2
Journal of Mathematical Economics, 1997 Sept.
Box 2
The Economic Studies Quarterly, 1986 Dec.
Box 2
Stanford Law Review, 1956 Jul.
Box 2
La Decision
Box 2
American Political Science Review, 1970 Mar.
Box 2
Decision Sciences, 1970 Jan.-Apr.
Box 2
Reel-to-reel audio tapes
(6 tapes)
Box 2

Historical Note

DateEvent(s)
1926Born in New York, N.Y.
1947B.A., Mathematics, University of Toronto
1949M.A., Mathematics, University of Toronto
1951M.A., Economics, Princeton University
1953Ph.D., Economics, Princeton University
1953-55Research Associate, Princeton University
1955-56Fellow, Center for Advanced Study, Palo Alto, Ca.
1956-60Consultant, General Electric Company
1957-59Adjunct Research Professor, Pennsylvania State University
1959Publication of Strategy and Market Structure
1961-63Staff Member, T. J. Watson Research Labs., IBM
1963-Professor of Economics, Seymour H. Knox Professor of Mathematical Institutional Economics, Yale University
1970-71Consultant, RAND Corporation
1971Fellow, Econometric Society
1973-76Director, Cowles Foundation, Yale University
1975Fellow, World Academy of Arts and Sciences
1982Publication of Game Theory in the Social Sciences
1985Fellow, American Academy of Arts and Sciences
1997Publication of The Theory of Money and Financial Institutions

Subject Headings

Preferred Citation

[Identification of item], Martin Shubik Papers, David M. Rubenstein Rare Book & Manuscript Library, Duke University.

Provenance

The papers of Martin Shubik were received by the David M. Rubenstein Rare Book & Manuscript Library as a gift and as deposits from Dr. Martin Shubik from 1992 to 2008.

Processing Information

Processed by Spencer Banzhaf; Paula Jeannet; Trey McLean; Debbera Carson.

Additions minimally processed at box level by Paula Jeannet; Don Sechler; Lisa Stark; Ruth E. Bryan; Ann Langford; Allan Maule; Danielle McGregor; other Rubenstein Library staff.

Completed December 4, 1998.

Last updated November, 2008.

Encoded by Don Sechler; Ruth E. Bryan; other Rubenstein Library staff.

This finding aid is NCEAD compliant.